Ty'rheem O. German
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ty'rheem Olando German, who also goes by Tim German, Ty German, Ty'rheem German, was a registered financial professional .
Ty'rheem is a previously registered financial professional and started their career in finance in 2010. Ty'rheem had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2012 - February 27, 2013
CALDWELL INTERNATIONAL SECURITIES
March 6, 2012 - June 15, 2012
ROCKWELL GLOBAL CAPITAL LLC
August 17, 2011 - October 27, 2011
ROCKWELL GLOBAL CAPITAL LLC
June 22, 2011 - July 20, 2011
CALDWELL INTERNATIONAL SECURITIES
February 11, 2011 - June 21, 2011
PHD CAPITAL
September 10, 2010 - January 31, 2011
JOHN CARRIS INVESTMENTS LLC
August 27, 2010 - September 8, 2010
THINKEQUITY LLC
June 29, 2010 - August 23, 2010
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CALDWELL INTERNATIONAL SECURITIES
CRD#: 104323 / SEC#: , 8-52771
Contact information
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
