John H. Chapman
WORTHPOINTE
Newport Beach, CA 92660
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CRD#: 5814089
Professional summary
John Howes Chapman, CFP®, who also goes by John H Chapman, John Chapman, is a registered financial advisor currently at WORTHPOINTE located in Newport Beach, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. John has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
John Chapman understands wealth management is as much about the relationships as it is about the numbers. Strategy, experience and knowledge allow him to create the financial solutions to catapult his clients toward their goals. With WorthPointe’s sophisticated technology at his fingertips, John loves helping families and businesses organize their finances and secure peace of mind surrounding their wealth.
He prioritizes his clients’ values and takes the time to listen to their unique stories. Together, they articulate a clear vision and map out a financial plan to support it. Innately fascinated by the financial markets and global economies, John has a healthy obsession for tracking market trends and formulating projections to better inform his clients about the future ahead. Proud of his CERTIFIED FINANCIAL PLANNER™certification, John holds himself and his practice to the highest ethical standards and client commitment.
Graduating in 2011 from the University of Washington with a bachelor’s in communications, John discovered his passion for wealth management during his internship at Merrill Lynch. From there, he was set on a path to become an investment advisor with Fidelity Investments, earning his role as Vice President Financial Consultant within six years. John and his wife, Brittany, raise their two girls and son in Orange County and together are involved in their community through the Grace Fellowship Church in Costa Mesa. They feel blessed to have extended family close to them in Newport Beach. John and his family take advantage of the California lifestyle every chance they get by being at the beach, surfing, or sailing.
Question & Answer
What are your service offerings?
Comprehensive wealth managemen...
investment management
tax and estate planning
and charitable giving
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
John H Chapman | John Chapman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Constitution Wealth LLC; Registered Investment Advisor; Investment Related; 888 Prospect Street, La Jolla, CA; Investment Adviser Representative; Start 11/2021
CRS (Client Relationship Summary) - RIA
Click below to view John Howes Chapman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
September 14, 2018 - Present
WORTHPOINTE
Office #1: 895 Dove Street Suite 300, Newport Beach, CA 92660RIA
CRD#: 143996
Newport Beach, CA
Past
December 6, 2021 - December 31, 2024
CONSTITUTION WEALTH LLC
RIA
CRD#: 313916
Newport Beach, CA
Past
July 13, 2018 - September 21, 2018
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
October 16, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
BREA, CA
Past
June 1, 2012 - September 20, 2018
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
BREA, CA
Past
November 18, 2011 - March 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
BELLEVUE, WA
Past
September 8, 2011 - March 6, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
BELLEVUE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WO
WORTHPOINTE
ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.
CRD#: 143996 / SEC#: 801-67916
RIA
Registered Investment Advisory firm - (6/11/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/14/2018)
IAR
Texas(8/21/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WO
WORTHPOINTE
ENCUBIC | WORTHPOINTE, LLC | WORTHPOINTE | TROVENA INVESTMENT ADVISORS | ONCUBIC, L.L.C.
CRD#: 143996 / SEC#: 801-67916
RIA
Registered Investment Advisory firm - (6/11/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Ramona, CA
Mailing Address
888 Prospect Street Suite 200, La Jolla, CA 92037
Phone number
(800) 620-4232
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,428 |
| AUM (Assets Under Management) | $ 885,560,603 |
Red Flags
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