DV
Dennis W. Voigt
DWV ADVISORS
Essex Junction, VT 05452
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CRD#: 5813766
DV
Professional summary
Dennis William Voigt is a registered financial advisor currently at DWV ADVISORS, LLC located in Essex Junction, Vermont.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dennis has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Dennis William Voigt is the president and owner of the CPA firm DWV CPA PC. From time to time, he will offer clients advice or products from those activities. BMJCM will always act in the best interest of the client. DWV Advisors LLC; Member; investment related: Yes; 76 Pearl St, Suite 205 Essex Junction VT 05452 USA; This entity will provide overall financial advisory services to businesses and individuals that are accounting and tax clients of DWV CPA PC and businesses and individuals that are investment management clients of DWV Asset Management LLC. This firm will be the umbrella firm with the CPA firm and the RIA firm each separately performing their services in accordance with their separate legal and regulatory requirements. Each of the entities are owned as follows: DWV Advisors LLC - 100% Dennis Voigt DWV CPA PC - 95% Dennis Voigt DWV Asset Management LLC - 100% Dennis Voigt; Duties: Oversee and/or deliver the performance of financial advisory services provided to clients of the CPA firm and/or the RIA firm.; 2022-04-01; Hours per month devoted to business during trading hours: 33; Hours per month devoted to business outside trading hours: 12; Percentage of total yearly compensation expected to be derived from the business: 33.3;
CRS (Client Relationship Summary) - RIA
Click below to view Dennis William Voigt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 30, 2010 - Present
DWV ADVISORS, LLC
Office #1: 76 Pearl St Suite 205, Essex Junction, VT 05452RIA
CRD#: 154148
Essex Junction, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DA
DWV ADVISORS, LLC
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT | VOIGT CAPITAL MANAGEMENT, LLC | DWV ASSET MANAGEMENT LLC | DWV ADVISORS, LLC | BASCOMB MADISON & JAMES CAPITAL MANAGEMENT, LLC
CRD#: 154148 / SEC#: 801-76788
RIA
Registered Investment Advisory firm - (6/14/2012 Approved)Vermont
Registered Investment Advisory firm - (2/25/2013 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(8/30/2010)
Current Firm
DA
DWV ADVISORS, LLC
BASCOMB MADISON & JAMES CAPITAL MANAGEMENT | VOIGT CAPITAL MANAGEMENT, LLC | DWV ASSET MANAGEMENT LLC | DWV ADVISORS, LLC | BASCOMB MADISON & JAMES CAPITAL MANAGEMENT, LLC
CRD#: 154148 / SEC#: 801-76788
RIA
Registered Investment Advisory firm - (6/14/2012 Approved)Vermont
Registered Investment Advisory firm - (2/25/2013 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
76 Pearl St Suite 205, Essex Junction, VT 05452
Mailing Address
P.o. Box 104, Essex Junction, VT 05453
Phone number
(802) 879-3766
Established
Firm type
Fiscal year end
# of Employees
1
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 148,371,642 |
Red Flags
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