Clayton A. Cohn
Professional summary
Clayton Andrew Cohn was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Clayton is a previously registered financial advisor and started their career in finance in 2011. Prior to being barred, Clayton had worked at 2 firms, which includes MARKETACTION ADVISORS LLC, MARKETACTION INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2011 - December 31, 2013
MARKETACTION ADVISORS, LLC
May 27, 2011 - December 31, 2013
MARKETACTION, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
MARKETACTION ADVISORS, LLC
CRD#: 159047 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
