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LJ

Lisa M. Jamnadas

ARES MANAGEMENT CAPITAL MARKETS
Chicago, IL 60606
CRD#: 5813553
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LJ
Lisa Marie JamnadasARES MANAGEMENT CAPITAL MARKETS

Professional summary


Lisa Marie Jamnadas, who also goes by Lisa M Tyley, Lisa Marie Tyley, Lisa Marie Tyley Jamnadas, is a registered financial professional currently at ARES MANAGEMENT CAPITAL MARKETS LLC located in Chicago, Illinois.

Lisa is registered as a RR (Registered Representative) and started their career in finance in 2010. Lisa has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Lisa M Tyley | Lisa Marie Tyley | Lisa Marie Tyley Jamnadas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Lisa Marie Jamnadas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 26, 2023 - Present

ARES MANAGEMENT CAPITAL MARKETS LLC

Office #1: 71 South Wacker Drive Suite 3500, Chicago, IL 60606
BD
CRD#: 166219
Chicago, IL
Past

August 5, 2016 - September 25, 2023

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 108928
Chicago, IL
Past

January 8, 2015 - September 25, 2023

BLACKROCK INVESTMENTS, LLC

BD
CRD#: 38642
CHICAGO, IL
Past

December 19, 2012 - December 15, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
BRENTWOOD, TN
Past

September 19, 2012 - December 15, 2014

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BRENTWOOD, TN
Past

July 14, 2010 - June 5, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
WAUWATOSA, WI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(9/26/2023)
RR
Alaska
(9/26/2023)
RR
Arizona
(9/26/2023)
RR
Arkansas
(9/26/2023)
RR
California
(9/26/2023)
RR
Colorado
(9/26/2023)
RR
Connecticut
(9/26/2023)
RR
Delaware
(9/26/2023)
RR
District of Columbia
(9/26/2023)
RR
Florida
(9/26/2023)
RR
Georgia
(9/26/2023)
RR
Hawaii
(9/26/2023)
RR
Idaho
(9/26/2023)
RR
Illinois
(9/26/2023)
RR
Indiana
(9/26/2023)
RR
Iowa
(9/26/2023)
RR
Kansas
(9/26/2023)
RR
Kentucky
(9/26/2023)
RR
Louisiana
(9/26/2023)
RR
Maine
(9/26/2023)
RR
Maryland
(9/26/2023)
RR
Massachusetts
(9/26/2023)
RR
Michigan
(9/26/2023)
RR
Minnesota
(9/26/2023)
RR
Mississippi
(9/26/2023)
RR
Missouri
(9/26/2023)
RR
Montana
(9/26/2023)
RR
Nebraska
(9/26/2023)
RR
Nevada
(9/26/2023)
RR
New Hampshire
(9/26/2023)
RR
New Jersey
(9/26/2023)
RR
New Mexico
(9/26/2023)
RR
New York
(9/26/2023)
RR
North Carolina
(9/26/2023)
RR
North Dakota
(9/26/2023)
RR
Ohio
(9/26/2023)
RR
Oklahoma
(9/26/2023)
RR
Oregon
(9/26/2023)
RR
Pennsylvania
(9/26/2023)
RR
Rhode Island
(9/26/2023)
RR
South Carolina
(9/26/2023)
RR
South Dakota
(9/26/2023)
RR
Tennessee
(9/26/2023)
RR
Texas
(9/26/2023)
RR
Utah
(9/26/2023)
RR
Vermont
(9/26/2023)
RR
Virginia
(9/26/2023)
RR
Washington
(9/26/2023)
RR
West Virginia
(9/26/2023)
RR
Wisconsin
(9/26/2023)
RR
Wyoming
(9/26/2023)

Exams


State Security Law Exam
IAR
Series 65
Date: 12/18/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


AM
ARES MANAGEMENT CAPITAL MARKETS LLC
ARES INVESTOR SERVICES LLC | ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219 / SEC#: , 8-69194

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1200 17th Street Suite 2900, Denver, CO 80202
Mailing Address
1200 17th Street Suite 2900, Denver, CO 80202
Phone number
(303) 869-4600
Established
Delaware since 01/20/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ARES MANAGEMENT LLCMEMBER130074
BRAUN, HEATHER GROSSMANCO-CEO3141608
INFANGER, MARK CHARLESCFO AND FINOP2369723
MAGNER, BRIANCCO3069172
TAYLOR, JEFFREY WILLIAMCO-CEO2874057

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ARES MANAGEMENT CAPITAL MARKETS LLC

CRD#: 166219Chicago, IL 60606

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