Anthony L. Wan

WEALTHBOOST ADVISORS

San Francisco, CA 94111

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CRD#: 5813428

Professional summary

Anthony Ling Yee Wan is a registered financial advisor currently at WEALTHBOOST ADVISORS, LLC located in San Francisco, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Anthony has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Asian Americans Advancing Justice - Asian Law Caucus. Promote, advance, and represent the legal and civil rights of API communities. Business is NON-investment related. 55 Columbus Avenue, San Francisco, CA 94111. Member of the Board of Directors, or Board Member. 8/2/2021. 5 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ling Yee Wan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 27, 2016 - Present

WEALTHBOOST ADVISORS, LLC

Office #1: 100 Pine Street Suite 1250, San Francisco, CA 94111

RIA

CRD#: 285273

San Francisco, CA

Past

May 11, 2015 - June 30, 2016

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

SAN FRANCISCO, CA

Past

May 11, 2015 - June 30, 2016

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

SAN FRANCISCO, CA

Past

February 21, 2013 - April 15, 2015

GW & WADE, LLC

RIA

CRD#: 105394

WELLESLEY, MA

Past

September 30, 2010 - April 15, 2015

GW & WADE ASSET MANAGEMENT COMPANY, LLC

CRD#: 25745

PALO ALTO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/27/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/28/2011

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/29/2010

General Securities Representative Examination

Current Firm

WEALTHBOOST ADVISORS, LLC

WEALTHBOOST ADVISORS | WEALTHBOOST ADVISORS, LLC

CRD#: 285273 / SEC#:

California

Registered Investment Advisory firm - (12/27/2016 Approved)

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Contact information

Main Address

100 Pine Street Suite 1250, San Francisco, CA 94111

Mailing Address

Phone number

(415) 935-0012

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	163
AUM (Assets Under Management)	$ 55,433,417

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Anthony L. Wan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Ling Yee Wan's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHBOOST ADVISORS, LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

GW & WADE, LLC

GW & WADE ASSET MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/28/2011

SIE

Date: 6/30/2016

Series 7

Date: 9/29/2010

Current Firm

WEALTHBOOST ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTHBOOST ADVISORS, LLC

TRUST BUT VERIFY

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