William H. Masterson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Haden Masterson, who also goes by Haden Masterson, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2011. William had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2014 - April 17, 2015
USCA RIA LLC
October 2, 2013 - April 17, 2015
USCA SECURITIES LLC
December 7, 2011 - August 5, 2015
USCA ASSET MANAGEMENT LLC
June 20, 2011 - October 1, 2013
HITHERLANE PARTNERS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
USCA RIA LLC
CRD#: 152170 / SEC#: 801-72105
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
