ML
Michael L. Longo
PARK AVENUE SECURITIES LLC
Naples, FL 34108
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CRD#: 5812488
ML
Professional summary
Michael L Longo, who also goes by Michael Leonard Longo, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Naples, Florida.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Leonard Longo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Restaurant Franchisee-Limited Partner of Tilted Kilt (Restaurant), Start: 03/01/2012, Address: 21 Prospect Avenue Cleveland, OH 44115, 0 hrs per month, Not investment related, 2. Restaurant Owner-Owning a restaurant Voodoo Tuna Sushi Bar and Lounge, Start: 05/01/2015, Address: 15412 Detroit Avenue Lakewood OH 44107, 0 hrs per month, Not investment related, 3. Voodoo Tuna 1 LLC-Operating account for Voodoo Tuna, Start: 05/01/2015, Address: 200 Public Sq Cleveland, OH 44114, 0 hrs per month, Not investment related, 4. DEKEPE Investment Partners LLC-Entity for managing distributions from Paninis Restaurant, Start: 01/01/2014, Address: 6685 Beta Dr Cleveland, OH 44143, 0 hrs per month, Not investment related, 5. MLL LLC-Operating account for distributions of Paninis-Ownership of land, Start: 01/20/2017, Address: 8295 Eagle Ridge Drive Concord,OH 44077, 0 hrs per month,, Investment related, 6. Purple Unagi LLC-Parent Company for Voodoo Tuna, Start: 05/01/2015, Address: 200 Public Sq Cleveland, OH 44114, 0 hrs per month, Not investment related, 7) LGMAC Corp-LLC that is purchasing real estate to operate our Guardian agency out of,. Start: 02/01/2021, Address: 14021 Metropolis Ave Fort Myers, FL 33912, 1 total hours per month, 1 during securities trading hours, Investment related, More than 10% annual compensation, 8) Waterside Sports Cards LLC-Buy/Sell/Trade sports memorabilia, Start: 06/08/2022, Address: 5137 Seahorse Ave Naples, FL 34103, 5 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 9) LGMAC 2-Real Estate Investment, Start: 02/07/2023, Address: 10001 Tamiami Trail N, Naples, FL 34108, 0 total hours per month, Investment related, Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Michael L Longo's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael L Longo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2011 - Present
PARK AVENUE SECURITIES LLC
Office #1: 10001 Tamiami Trail North Suite 205-217, Naples, FL 34108Office #2: 14021 Metropolis Ave., Fort Myers, FL 33912RIA
BD
CRD#: 46173
Naples, FL
Current
October 25, 2011 - Present
PARK AVENUE SECURITIES LLC
Office #1: 10001 Tamiami Trail North Suite 205-217, Naples, FL 34108Office #2: 14021 Metropolis Ave., Fort Myers, FL 33912RIA
BD
CRD#: 46173
Naples, FL
Past
May 23, 2011 - September 22, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
CLEVELAND, OH
Past
March 25, 2011 - September 22, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/9/2019)
IAR
Arizona(5/14/2019)
RR
Arkansas(2/11/2020)
IAR
Arkansas(2/11/2020)
RR
California(5/9/2019)
IAR
California(5/9/2019)
RR
Colorado(6/9/2017)
IAR
Colorado(6/12/2017)
RR
Delaware(4/28/2021)
IAR
Delaware(4/28/2021)
RR
Florida(10/23/2018)
IAR
Florida(10/24/2018)
RR
Georgia(5/26/2021)
IAR
Georgia(5/27/2021)
RR
Hawaii(5/29/2020)
IAR
Hawaii(6/16/2020)
RR
Idaho(5/7/2019)
IAR
Idaho(5/8/2019)
RR
Illinois(7/23/2019)
IAR
Illinois(7/30/2019)
RR
Iowa(4/27/2021)
IAR
Iowa(4/28/2021)
RR
Kansas(5/30/2024)
IAR
Kansas(5/30/2024)
RR
Massachusetts(11/20/2020)
RR
Michigan(3/16/2021)
IAR
Michigan(3/18/2021)
RR
Minnesota(4/14/2025)
IAR
Minnesota(4/16/2025)
RR
New Jersey(11/13/2018)
IAR
New Jersey(11/13/2018)
RR
New York(4/4/2019)
IAR
New York(4/16/2021)
RR
North Carolina(11/20/2020)
RR
Ohio(10/25/2011)
IAR
Ohio(11/2/2011)
RR
Oklahoma(5/22/2020)
IAR
Oklahoma(5/22/2020)
RR
Pennsylvania(4/13/2016)
IAR
Pennsylvania(4/14/2016)
RR
South Carolina(9/3/2020)
IAR
South Carolina(9/3/2020)
RR
Tennessee(8/20/2025)
RR
Texas(2/12/2020)
IAR
Texas(2/13/2020)
RR
Virginia(4/10/2025)
IAR
Virginia(4/16/2025)
RR
Washington(10/5/2021)
IAR
Washington(10/5/2021)
RR
Wisconsin(9/19/2025)
IAR
Wisconsin(9/23/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
