Kristina P. Chan Sickmond
Professional summary
Kristina Pui-ling Chan Sickmond, who also goes by Kristina Pui-ling Chan, is a registered financial professional currently at MANNING & NAPIER INVESTOR SERVICES, INC. located in Fairport, New York.
Kristina is registered as a RR (Registered Representative) and started their career in finance in 2011. Kristina has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristina Pui-ling Chan Sickmond's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2019 - Present
MANNING & NAPIER INVESTOR SERVICES, INC.
Office #1: 290 Woodcliff Drive, Fairport, NY 14450June 27, 2011 - October 4, 2012
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2020)
Exams
Series 6TO
Date: 8/20/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
MANNING & NAPIER INVESTOR SERVICES, INC.
CRD#: 26266 / SEC#: , 8-42468
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MANNING & NAPIER GROUP, LLC | OWNER | |
| CRAIG, ELIZABETH KIM | DIRECTOR | 5726029 |
| CRAIG, ELIZABETH KIM | CORPORATE SECRETARY | 5726029 |
| LAREW, SAMANTHA MARIE | CHIEF COMPLIANCE OFFICER | 4928353 |
| LINDENMUTH, VALERIE MAY | DIRECTOR | 4572179 |
| MORABITO, SCOTT JAMES | PRESIDENT/ DIRECTOR | 6838712 |
| MORABITO, SCOTT JAMES | PRINCIPAL OPERATIONS OFFICER | 6838712 |
| SERRA, CARL ANTHONY III | PRINCIPAL FINANCIAL OFFICER | 3179039 |
Red Flags
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Company Information
MANNING & NAPIER INVESTOR SERVICES, INC.
CRD#: 26266Fairport, NY 14450TRUST BUT VERIFY
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