Kenneth L. Hamilton
KESTRA ADVISORY SERVICES
San Antonio, TX 78216
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CRD#: 5812360
Professional summary
Kenneth L Hamilton, CFP®, who also goes by Kenneth Lawrence Hamilton, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in San Antonio, Texas and KESTRA INVESTMENT SERVICES, LLC located in San Antonio, Texas.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Kenneth has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenneth Lawrence Hamilton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. MISSION FINANCIAL PLANNERS, LLC, DBA FOR FINANCIAL ADVISOR PRACTICE Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 80 START DATE: 01/03/2023 ADDRESS: 601 NW Loop 410, Suite 102, San Antonio TX 78216 DESCRIPTION: Manage clients assets Business Name: MISSION INSURANCE PLANNERS, LLC POSITION: Managing Member NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/03/2023 ADDRESS: 2611 Shadow Cliff st, San Antonio TX 78232 DESCRIPTION: Help manage the LLC, the agents, and the clients. Business Name: MISSION FINANCIAL PLANNERS, LLC POSITION: Managing Member and Registered Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 80 START DATE: 01/03/2023 ADDRESS: 601 NW Loop 410, Suite 102, San Antonio TX 78216 DESCRIPTION: Managing member of the LLC as well as a registered rep to serve clients. Find the appropriate investments that satisfy their needs.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth L Hamilton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 4, 2023 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 601 Nw Loop 410 Suite 210, San Antonio, TX 78216RIA
CRD#: 283330
San Antonio, TX
Current
January 4, 2023 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 601 Nw Loop 410 Suite 210, San Antonio, TX 78216BD
CRD#: 42046
San Antonio, TX
Past
June 20, 2019 - January 18, 2023
CETERA INVESTMENT SERVICES LLC
BD
CRD#: 15340
SAN ANTONIO, TX
Past
June 19, 2019 - January 18, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SAN ANTONIO, TX
Past
July 14, 2017 - June 21, 2019
FORESTERS ADVISORY SERVICES, LLC
RIA
CRD#: 164663
San Antonio, TX
Past
July 29, 2010 - June 21, 2019
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/4/2024)
RR
California(1/4/2023)
RR
Colorado(4/4/2024)
RR
District of Columbia(12/10/2024)
RR
Florida(1/4/2023)
RR
Georgia(4/10/2023)
RR
Indiana(3/21/2024)
RR
Michigan(1/4/2023)
RR
Minnesota(1/4/2023)
RR
Nevada(3/3/2023)
RR
New York(7/9/2024)
RR
Oklahoma(2/22/2024)
RR
Texas(1/4/2023)
IAR
Texas(1/4/2023)
RR
Utah(1/12/2023)
RR
Virginia(1/4/2023)
RR
Wisconsin(3/6/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
