Robert J. Dalzell

FNEX WEALTH

INDIANAPOLIS, IN 46204

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CRD#: 5811956

Professional summary

Robert Joseph Dalzell, who also goes by Robert Joseph Dalzell, is a registered financial advisor currently at FNEX WEALTH, LLC located in Indianapolis, Indiana and FNEX CAPITAL, LLC located in Indianapolis, Indiana.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. Robert has worked at 4 firms and has passed the Series 63, Series 66, Series 82TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert Joseph Dalzell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Since April 21, 2015 Mr. Dalzell has had 100% ownership of Prixmier, LLC located at 7725 Spring Ridge Dr., Indianapolis, IN 46278. This is not an investment related activity and Mr. Dalzell devotes approximately 4 hours a month to this activity. (2) Since November 20, 2017 Mr. Dalzell has been a Trustee for his mother's accounts. This is an investment-related activity and Mr. Dalzell devotes approximately 0 hours a month to this activity. (3) Since September 1, 2021 Mr. Dalzell has served on the Board of Directors for George4 Foundation located at 1 Steinbrenner Dr., Tampa, FL 33614. This is not an investment related activity and Mr. Dalzell devotes approximately 1 hour a month to this activity. (4) Since December 21, 2021, Mr. Dalzell has served as a member of Indie Diversified Partners II, LLC, located at 10585 North Meridian Street, Suite 210, Carmel, IN 46290. This is an investment-related activity and Mr. Dalzell devotes approximately 2 hours a month to this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Dalzell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 20, 2025 - Present

FNEX WEALTH, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

RIA

CRD#: 334569

INDIANAPOLIS, IN

Current

August 14, 2025 - Present

FNEX CAPITAL, LLC

Office #1: One Indiana Square Suite 2252, Indianapolis, IN 46204

CRD#: 166316

Indianapolis, IN

Past

January 4, 2019 - March 7, 2025

INDIE ASSET PARTNERS, LLC

RIA

CRD#: 154503

Carmel, IN

Past

May 9, 2011 - January 9, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

INDIANAPOLIS, IN

Past

April 15, 2011 - January 9, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

INDIANAPOLIS, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FNEX WEALTH, LLC

CRD#: 334569 / SEC#: 801-132205

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Indiana
(3/20/2025)

Indiana
(10/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/2/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/7/2011

Uniform Combined State Law Examination

General Industry/Product Exam

Series 82TO

Date: 8/12/2025

Limited Representative-Private Securities Offerings

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/14/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

FNEX WEALTH, LLC

CRD#: 334569 / SEC#: 801-132205

RIA

Registered Investment Advisory firm - (3/18/2025 Approved)

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Contact information

Main Address

One Indiana Square Suite 2252, Indianapolis, IN 46204

Mailing Address

Phone number

(317) 445-7676

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FNEX WEALTH, LLC ADV PART 2 BROCHURE (7/16/2025)

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 102,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert J. Dalzell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Dalzell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FNEX CAPITAL, LLC

INDIE ASSET PARTNERS, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

FNEX WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/2/2025

Series 66

Date: 5/7/2011

Series 82TO

Date: 8/12/2025

SIE

Date: 10/1/2018

Series 7

Date: 4/14/2011

FINRA

Current Firm

FNEX WEALTH, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FNEX WEALTH, LLC

TRUST BUT VERIFY

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