Nicole S. Lane
Professional summary
Nicole S. Lane, who also goes by Nicole Leier, is a registered financial professional currently at INVESTMENT SECURITY CORPORATION located in Calabasas, California.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2010. Nicole has worked at 2 firms and has passed the Series 63, Series 7TO, Series 99TO, SIE, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole S. Lane's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2010 - Present
INVESTMENT SECURITY CORPORATION
Office #1: 24009 Ventura Blvd., Suite 101, Calabasas, CA 91302November 18, 2010 - August 2, 2011
I.D.A. FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(1/22/2025)
Exams
Series 7TO
Date: 1/3/2025
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
INVESTMENT SECURITY CORPORATION
CRD#: 47536 / SEC#: , 8-51832
Contact information
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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