Paul W. Felsch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Werner Felsch, who also goes by Paul Felsch, Paul Werner Felsch III, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 2010. Paul had worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2025 - July 14, 2026
COLUMBIA PRIVATE MARKETS
March 5, 2025 - September 15, 2026
COLUMBIA ADVISORY PARTNERS, LLC
February 20, 2023 - March 6, 2025
ALLSPRING FUNDS MANAGEMENT, LLC
February 20, 2023 - March 6, 2025
ALLSPRING FUNDS DISTRIBUTOR, LLC
November 2, 2010 - May 24, 2022
EDWARD JONES
September 19, 2010 - May 24, 2022
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 9
Passed: 3/25/2011
Series 10
Passed: 2/16/2011
Current Firm
COLUMBIA PRIVATE MARKETS
CRD#: 335301 / SEC#: , 8-71335
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
