David C. Meis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Callner Meis, who also goes by David Meis, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2011. David had worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE, Series 56 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - May 22, 2025
IA GLOBAL CAPITAL LLC
July 26, 2013 - June 30, 2014
PEAK6 CAPITAL MANAGEMENT LLC
September 7, 2011 - August 2, 2013
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/4/2020
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/21/2019
General Securities Representative ExaminationSeries 56
Date: 7/25/2013
Proprietary Trader Qualification ExaminationCurrent Firm
IA GLOBAL CAPITAL LLC
CRD#: 129802 / SEC#: , 8-66255
Contact information
FINRA licenses (13 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
