JM
Joseph S. Mccallum
NEARBY CACTUS
Phoenix, AZ
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CRD#: 5811011
JM
Professional summary
Joseph S Mccallum, who also goes by Joseph S Mc Callum, is a registered financial advisor currently at NEARBY CACTUS located in Phoenix, Arizona.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Joseph has worked at 3 firms and has passed the Series 63, Series 65, Series 82TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph S Mc Callum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Rise Over Run LLC: I manage this real estate holding company which owns 2 retail properties. 80% of it is owned by my mother's living trust (I represent her interest in this LLC) and 20% of is owned by a small group of investors. This entity may seek future real estate opportunities. Less than 5% of my time. No compensation. 2.) Eye Opener LLC: I manage the corporate activities of this vintage furniture store which is a tenant of a property owned by Rise Over Run LLC. I do the bookkeeping once a month. Less than 5% of my time. No compensation. 3.) Nearby Cactus Family Holdings LLC: Investment holding company owned 100% by a family member's living trust. I and another family member manage all its activities, which include investments in the two above LLCs, two small LP investments, an LLC engaged in e-commerce (that assets of which have been sold and is winding down) and a small real estate development in planning stages. No compensation. Less than 5% of my time in a given month. 4.) Fundamental Edge LLC: My current consulting client as described in the employment section. I spend about 75% of my time doing this consulting but plan to wind down if this new RIA succeeds. The firm provides training to hedge fund analysts but does not give investment advice. I am compensated at a fixed rate per month plus discretionary bonus based on performance, but not tied to any commission plan.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph S Mccallum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2024 - Present
NEARBY CACTUS
RIA
CRD#: 330260
Phoenix, AZ
Past
May 20, 2021 - November 27, 2023
TERRANOVA CAPITAL EQUITIES, INC
BD
CRD#: 45097
NEW YORK, NY
Past
January 11, 2021 - February 6, 2024
COURTYARD ADVISORS
RIA
CRD#: 309988
Phoenix, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/26/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 5/20/2021
Limited Representative-Private Securities OfferingsGeneral Industry/Product Exam
Current Firm
NC
NEARBY CACTUS
NEARBY CACTUS | NEARBY CACTUS LLC
CRD#: 330260 / SEC#:
Arizona
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Contact information
Main Address
Phoenix, AZ
Mailing Address
Phone number
(650) 575-4311
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 9 |
| AUM (Assets Under Management) | $ 660,871 |
Red Flags
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