TT
Trevor Terrell
FORESIDE FUND SERVICES
Wheaton, IL 60187
Some features on this profile are disabled
CRD#: 5810969
TT
Professional summary
Trevor Terrell, who also goes by Trevor W Terrell, Trevor Wayne Terrell, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Wheaton, Illinois.
Trevor is registered as a RR (Registered Representative) and started their career in finance in 2010. Trevor has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Trevor W Terrell | Trevor Wayne Terrell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Trevor Terrell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2017 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 200 W Front St, Wheaton, IL 60187BD
CRD#: 46106
Wheaton, IL
Past
March 22, 2018 - December 31, 2021
INNOVATOR CAPITAL MANAGEMENT, LLC
RIA
CRD#: 287718
WHEATON, IL
Past
August 1, 2017 - September 18, 2017
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
May 5, 2014 - June 20, 2017
ELKHORN SECURITIES, LLC
BD
CRD#: 168905
wheaton, IL
Past
January 21, 2014 - August 10, 2017
ELKHORN INVESTMENTS
RIA
CRD#: 168198
WHEATON, IL
Past
October 22, 2013 - May 8, 2014
CAPE SECURITIES INC.
BD
CRD#: 7072
WHEATON, IL
Past
July 9, 2010 - September 12, 2013
INVESCO DISTRIBUTORS, INC.
BD
CRD#: 7369
DOWNERS GROVE, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/10/2018)
RR
Alaska(1/10/2018)
RR
Arizona(1/10/2018)
RR
Arkansas(1/10/2018)
RR
California(1/10/2018)
RR
Colorado(1/10/2018)
RR
Connecticut(1/10/2018)
RR
Delaware(1/10/2018)
RR
District of Columbia(1/10/2018)
RR
Florida(1/10/2018)
RR
Georgia(1/10/2018)
RR
Hawaii(1/10/2018)
RR
Idaho(1/10/2018)
RR
Illinois(10/4/2017)
RR
Indiana(1/10/2018)
RR
Iowa(1/10/2018)
RR
Kansas(1/10/2018)
RR
Kentucky(1/10/2018)
RR
Louisiana(1/10/2018)
RR
Maine(1/10/2018)
RR
Maryland(1/10/2018)
RR
Massachusetts(1/10/2018)
RR
Michigan(1/10/2018)
RR
Minnesota(1/10/2018)
RR
Mississippi(1/10/2018)
RR
Missouri(1/10/2018)
RR
Montana(1/10/2018)
RR
Nebraska(1/10/2018)
RR
Nevada(1/10/2018)
RR
New Hampshire(1/10/2018)
RR
New Jersey(1/10/2018)
RR
New Mexico(1/10/2018)
RR
New York(1/10/2018)
RR
North Carolina(1/10/2018)
RR
North Dakota(1/10/2018)
RR
Ohio(1/10/2018)
RR
Oklahoma(1/10/2018)
RR
Oregon(1/10/2018)
RR
Pennsylvania(1/10/2018)
RR
Puerto Rico(8/23/2021)
RR
Rhode Island(1/10/2018)
RR
South Carolina(1/10/2018)
RR
South Dakota(1/10/2018)
RR
Tennessee(1/10/2018)
RR
Texas(1/10/2018)
RR
Utah(1/10/2018)
RR
Vermont(1/10/2018)
RR
Virginia(1/10/2018)
RR
Washington(1/10/2018)
RR
West Virginia(1/10/2018)
RR
Wisconsin(1/10/2018)
RR
Wyoming(1/10/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORESIDE FUND SERVICES, LLC
FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC
CRD#: 46106 / SEC#: , 8-51293
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(207) 553-7110
Established
Delaware since 09/08/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| STROUT, ALICIA KIMBERLY | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 6320351 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
