JN
James P. Neshewat
J. W. COLE ADVISORS
PALATKA, FL 32177
Some features on this profile are disabled
CRD#: 5810961
JN
Professional summary
James Philip Neshewat, who also goes by James P Neshewat, Jim Neshewat, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Palatka, Florida and J.W. COLE FINANCIAL, INC. located in St. Augustine, Florida.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2011. James has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James P Neshewat | Jim Neshewat
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)FIXED INSURANCE PRODUCTS AS A BROKER. GUARDIAN LIFE AND OHIO NATIONAL. NO VARIABLE PRODUCTS. 2) A. HEDSTROM LAW P.A. B. NON-INVESTMENT RELATED C. 601 ST. JOHNS AVE. PALATKA, FL 32177 D. LAW E. OWNER/PARTNER F. 12/14 G. 5 HRS/MONTH H. 5 TRADING HRS/MONTH I. ESTATE PLANNING H. COMPANY OFFICER/DIRECTOR 3) A. ST. JOHNS ASSET MANAGEMENT (INSURANCE AGENCY) B. NON-INVESTMENT RELATED C. 601 ST. JOHNS AVE, PALATKA, FL 32177 D. INSURANCE AGENCY E. OWNER F. 11/2014 G. 40 HRS/MONTH H. 10 TRADING HOURS/MONTH I. FINANCIAL PLANNING PRODUCTS 4)BABY AND BEAR, LLC/REAL ESTATE HOLDING CO FOR FINANCIAL OFFICE,DUTIES : PROPERTY OWNER-MAINTENANCE. 5) A. ST. JOHNS ASSET MANAGEMENT, LLC B. INVESTMENT RELATED C. 601 ST. JOHNS AVE. PALATKA, FL 32177 D. LEGAL ENTITY E. OWNER/PRESIDENT F. 8/2013 G. 40 HOURS MONTH H. 30 HOURS DURING TRADING HOURS I. FINANCIAL SERVICES H. ADMINISTERING FINANCIAL SERVICES 6) A. PALATKA HOUSING AUTHORITY BOARD OF COMMISSIONERS B. NON-INVESTMENT RELATED C. 400 N. 15TH STREET PALATKA, FL 32177 D. CHAIRMAN E. 2/1/19 F. 4 HRS PER MONTH G. 2 HRS DURING TRADING HRS
CRS (Client Relationship Summary) - RIA
Click below to view James Philip Neshewat's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2013 - Present
J. W. COLE ADVISORS, INC.
Office #1: 601 St. Johns Avenue, Palatka, FL 32177Office #2: 134 Riberia Street Suite 102, St. Augustine, FL 32084Office #3: 5233 San Jose Blvd. Suite 101, Jacksonville, FL 32207RIA
CRD#: 112294
PALATKA, FL
Current
August 16, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 134 Riberia St. Ste 102, St. Augustine, FL 32084Office #2: 601 St. Johns Avenue, Palatka, FL 32177Office #3: 5233 San Jose Blvd. Suite 1, Jacksonville, FL 32207BD
CRD#: 124583
St. Augustine, FL
Past
March 14, 2012 - August 27, 2013
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
JACKSONVILLE, FL
Past
March 21, 2011 - August 27, 2013
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(8/16/2013)
IAR
Florida(8/28/2013)
RR
Georgia(8/16/2013)
RR
Illinois(10/10/2016)
RR
Massachusetts(6/24/2022)
RR
Mississippi(9/23/2021)
RR
South Carolina(1/3/2022)
RR
Virginia(7/8/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
