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LT

Loukas Tasigiannis

AUGMENT CAPITAL
New York, NY 10003
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CRD#: 5810952
LT

Professional summary


Loukas Tasigiannis, who also goes by Loukas Tasigianis, is a registered financial professional currently at AUGMENT CAPITAL, LLC located in New York, New York.

Loukas is registered as a RR (Registered Representative) and started their career in finance in 2013. Loukas has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Loukas Tasigianis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Loukas Tasigiannis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 19, 2025 - Present

AUGMENT CAPITAL, LLC

Office #1: 33 Irving Place Suite 8124, New York, NY 10003
BD
CRD#: 322519
New York, NY
Past

March 1, 2023 - July 16, 2025

NPM SECURITIES, LLC

BD
CRD#: 168469
NEW YORK, NY
Past

July 20, 2020 - February 9, 2023

CARTA CAPITAL MARKETS, LLC

BD
CRD#: 304751
NEW YORK, NY
Past

June 13, 2016 - December 2, 2019

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEW YORK, NY
Past

December 15, 2015 - June 7, 2016

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC

BD
CRD#: 130847
NEW YORK, NY
Past

August 29, 2013 - January 8, 2014

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(11/19/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 12/17/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AC
AUGMENT CAPITAL, LLC
AUGMENT CAPITAL, LLC

CRD#: 322519 / SEC#: , 8-70989

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Mailing Address
1204 San Antonio Street Second Floor, Austin, TX 78701
Phone number
(757) 298-9839
Established
Delaware since 06/02/2022
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
AUGMENT MARKETS, INC.MEMBER
CRAWLEY, ADAM PATRICKCHIEF EXECUTIVE OFFICER5172272
TESLA, DEETRA MARIECHIEF COMPLIANCE OFFICER2567278
THORNTON, STEVEN LEEFINOP4496384

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUGMENT CAPITAL, LLC

CRD#: 322519New York, NY 10003

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