Michael A. Souders

SOUDERS FINANCIAL ADVISORS

Cincinnati, OH 45248

Some features on this profile are disabled

CRD#: 5810919

Professional summary

Michael Anthony Souders, CFP® is a registered financial advisor currently at SOUDERS FINANCIAL ADVISORS, LLC located in Cincinnati, Ohio.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Michael has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 06/01/2018. SOUDERS FINANCIAL ADVISORS, LLC. 5968 BRIDGETOWN RD, CINCINNATI, OH 45248. RIA. IAR OF SOUDERS FINANCIAL ADVISORS, LLC. 160 HOURS/MO; 160 DURING TRADING HOURS. 2) 06/01/2018. SOUDERS FINANCIAL GROUP, INC. 5968 BRIDGETOWN RD. CINCINNATI, OH 45248. DBA FOR SECURITIES BUSINESS. FINANCIAL ADVISOR. 1 HOURS/MO; 1 DURING TRADING HOURS. 3) 06/01/2018. SOUDERS WEALTH ADVISORS. 3879 MOUNT VERNON AVE. CINCINNATI, OH 45209. S-CORP FOR TAX PURPOSES ONLY. PRESIDENT. 2 HOURS/MO; 2 DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Souders's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

June 21, 2018 - Present

SOUDERS FINANCIAL ADVISORS, LLC

Office #1: 5968 Bridgetown Road, Cincinnati, OH 45248

RIA

CRD#: 296780

Cincinnati, OH

Past

June 1, 2018 - August 20, 2018

PRIVATE CLIENT SERVICES, LLC

CRD#: 120222

CINCINNATI, OH

Past

July 31, 2012 - June 6, 2018

LPL FINANCIAL LLC

CRD#: 6413

CINCINNATI, OH

Past

February 2, 2012 - June 11, 2018

ADVANTAGE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 146236

CINCINNATI, OH

Past

August 18, 2011 - July 31, 2012

NATIONAL PLANNING CORPORATION

CRD#: 29604

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUDERS FINANCIAL ADVISORS, LLC

CRD#: 296780 / SEC#: 801-113263

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(6/21/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/14/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2011

General Securities Representative Examination

Current Firm

SOUDERS FINANCIAL ADVISORS, LLC

CRD#: 296780 / SEC#: 801-113263

RIA

Registered Investment Advisory firm - (5/21/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5968 Bridgetown Road, Cincinnati, OH 45248

Mailing Address

Phone number

(513) 598-2400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SOUDERS FINANCIAL ADVISORS FORM ADV PART 2A (MARCH 2025) (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,232
AUM (Assets Under Management)	$ 1,065,305,147

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael A. Souders

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Anthony Souders's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE CLIENT SERVICES, LLC

LPL FINANCIAL LLC

ADVANTAGE INVESTMENT MANAGEMENT, LLC

NATIONAL PLANNING CORPORATION

Primary Firm SEC Registration

SOUDERS FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/14/2011

SIE

Date: 8/20/2018

Series 7

Date: 8/17/2011

Current Firm

SOUDERS FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUDERS FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors