Olivia T. Eisinger
Professional summary
Olivia Tromm Eisinger, who also goes by Olivia Tromm Eisinger, Olivia Eisinger, Olivia Rose Tromm, Olivia Tromm, is a registered financial professional currently at APEX CLEARING CORPORATION located in Bridgewater, New Jersey.
Olivia is registered as a RR (Registered Representative) and started their career in finance in 2012. Olivia has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Olivia Tromm Eisinger's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2020 - Present
APEX CLEARING CORPORATION
Office #1: 100 Somerset Corp. Blvd. 2nd Floor , Bridgewater, NJ 08807October 31, 2014 - October 22, 2020
TD AMERITRADE, INC.
October 30, 2014 - December 10, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 29, 2014 - October 22, 2020
TD AMERITRADE, INC.
April 11, 2014 - October 21, 2014
EQUITABLE ADVISORS, LLC
April 9, 2014 - October 21, 2014
EQUITABLE ADVISORS, LLC
June 5, 2012 - December 23, 2013
TD AMERITRADE, INC.
January 23, 2012 - December 23, 2013
TD AMERITRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2020)
Exams
BOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
APEX CLEARING CORPORATION
CRD#: 13071 / SEC#: , 8-23522
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| APEX FINTECH SOLUTIONS INC. | SHAREHOLDER | |
| CAPUZZI, WILLIAM WALTER | CHIEF EXECUTIVE OFFICER | 4323894 |
| COUGHLIN, CONNOR DANIEL | CHIEF CUSTOMER OFFICER | 6665836 |
| DUCKWORTH, PAUL D | FINOP, PRINCIPAL FINANCIAL OFFICER | 3202937 |
| LOUIS-CHARLES, FRITZ | CHIEF OPERATIONS OFFICER (INCLUDES PRINCIPAL OPERATIONS OFFICER ROLE) | 3232698 |
| RAY, TERRY DAVID | CHIEF REVENUE OFFICER | 5295510 |
| TOURNEY, ROBERT ANDREW | CHIEF COMPLIANCE OFFICER | 6251742 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
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