Samuel R. Winthrop
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Ross Winthrop, who also goes by Sam Ross Winthrop, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2011. Samuel had worked at 2 firms and has passed the Series 65, Series 63 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2024 - June 4, 2025
CAMPDEN CAPITAL LLC
August 16, 2011 - September 3, 2014
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CAMPDEN CAPITAL LLC
CRD#: 330155 / SEC#:
Contact information
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Active | 6/5/2025 |
Red Flags
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