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Basam M. Malik
REHMANN WEALTH
LANSING, MI 48911-4261
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CRD#: 5810676
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Professional summary
Basam Mushtaq Malik is a registered financial advisor currently at REHMANN WEALTH located in Lansing, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Lansing, Michigan.
Basam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Basam has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. REHMANN CAPITAL ADVISORY GROUP, YES, 4086 LEGACY PARKWAY, LANSING, MI 48911, IAR, 06/19/13, 160, 120, PLAN ENROLLMENT AND EDUCATION, SUPPORT OF LANSING, MI ADVISORS AND TEAM. 2. PERRY AREA FIRE AND RESCUE; PAID ON CALL FIRE FIGHTER; NOT INVESTMENT RELATED; 145 S. MAIN STREET PERRY, MI 48872; Started May, 2015; variable hours depending on calls; First Responder/Fire Fighter duties. 3. MALIK FIREARM TRAINING POSITION: Owner/Instructor NATURE: I am the sole owner. INVESTMENT RELATED: No NUMBER OF HOURS: 8 per class; SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 12121 Sandcastle Dr, Perry MI 48872; DESCRIPTION: NRA Certified Firearms Instructor.Teach Pistol safety and training in order for people to be able to apply for their Michigan Concealed Pistol Liscense (CPL). 4. REHMANN FINANCIAL NETWORK - YES - 4086 LEGACY PARKWAY, LANSING, MI 48911 - REGISTERED REPRESENTATIVE OF BROKER DEALER - START DATE 01/10/2019 - 50 HOURS PER MONTH; 50 SECURITIES HOURS 5. COGBURN PROPERTIES, LLC; POSITION: CONSULTANT/OWNER; INVESTMENT RELATED: NO; NUMBER OF HOURS: 12; SECURITIES TRADING HOURS: 0 START DATE: 5/1/2024 ADDRESS: 13859 S COLBY RD, PERRY, MI 48872; DESCRIPTION: DEVELOPMENT OF LAND INTO GAS STATIONPLAZA/RESTAURANT/COMMERCIAL RETAIL STRIP MALL/STORAGE/MULTI-HOUSING UNITS
CRS (Client Relationship Summary) - RIA
Click below to view Basam Mushtaq Malik's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 1, 2013 - Present
REHMANN WEALTH
Office #1: 4086 Legacy Parkway, Lansing, MI 48911-4261RIA
CRD#: 123047
LANSING, MI
Current
February 11, 2019 - Present
REHMANN FINANCIAL NETWORK, LLC
Office #1: 4086 Legacy Parkway, Lansing, MI 48911BD
CRD#: 165027
LANSING, MI
Past
March 5, 2013 - December 31, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
LANSING, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Michigan(7/1/2013)
RR
Michigan(2/11/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4086 Legacy Parkway, Lansing, MI 48911-4261
Mailing Address
Phone number
(517) 316-2400
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,238 |
| AUM (Assets Under Management) | $ 4,270,170,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
