Rubin Srimal
Professional summary
Rubin Srimal is a registered financial professional currently at USP SECURITIES CORPORATION located in Dallas, Texas.
Rubin is registered as a RR (Registered Representative) and started their career in finance in 2011. Rubin has worked at 2 firms and has passed the Series 63, Series 22TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rubin Srimal's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2022 - Present
USP SECURITIES CORPORATION
Office #1: 14201 Dallas Parkway International Plaza, Dallas, TX 75254September 20, 2011 - March 5, 2013
SANFORD C. BERNSTEIN & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/29/2022)
(10/10/2024)
Exams
Series 22TO
Date: 8/29/2022
Direct Participation Programs Representative ExaminationFINRA
Current Firm
USP SECURITIES CORPORATION
CRD#: 47725 / SEC#: , 8-51883
Contact information
FINRA licenses (28 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
USP SECURITIES CORPORATION
CRD#: 47725Dallas, TX 75254TRUST BUT VERIFY
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