Michael W. Puck

ZEGA INVESTMENTS

Miami, FL

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CRD#: 5810550

Professional summary

Michael Waldorf Puck is a registered financial advisor currently at ZEGA INVESTMENTS, LLC located in Miami, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Michael has worked at 10 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CLEAR GLOW SKIN CARE, NOT INVESTMENT-RELATED, 700 NE 25TH ST. APT. 2003, MIAMI, FL 33137. NATURE OF BUSINESS: SKIN CARE COMPANY. POSITION: ACCOUNTING. START DATE: 5/15/23. 1 HOUR WORKED PER MONTH. 0 HOURS WORKED DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Waldorf Puck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2024 - Present

ZEGA INVESTMENTS, LLC

RIA

CRD#: 330428

Miami, FL

Past

July 12, 2021 - December 4, 2024

ZEGA FINANCIAL, LLC

RIA

CRD#: 156803

Miami, FL

Past

December 16, 2016 - July 1, 2021

THE BURNEY COMPANY

RIA

CRD#: 106945

Miami Beach, FL

Past

July 28, 2016 - September 23, 2016

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

FORT LAUDERDALE, FL

Past

July 19, 2016 - September 23, 2016

G.F. INVESTMENT SERVICES, LLC

CRD#: 132939

FORT LAUDERDALE, FL

Past

April 28, 2016 - June 28, 2016

STOEVER, GLASS & COMPANY INC.

CRD#: 7031

Boca Raton, FL

Past

January 7, 2015 - March 29, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

BOCA RATON, FL

Past

January 6, 2015 - March 29, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOCA RATON, FL

Past

January 7, 2013 - December 16, 2014

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

FT LAUDERDALE, FL

Past

December 20, 2012 - December 16, 2014

TD AMERITRADE, INC.

RIA

CRD#: 7870

FT. LAUDERDALE, FL

Past

December 19, 2012 - December 16, 2014

TD AMERITRADE, INC.

CRD#: 7870

FT. LAUDERDALE, FL

Past

October 6, 2010 - December 19, 2012

MORGAN STANLEY

RIA

CRD#: 149777

FT. LAUDERDALE, FL

Past

August 9, 2010 - December 19, 2012

MORGAN STANLEY

CRD#: 149777

FT. LAUDERDALE, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZEGA INVESTMENTS, LLC

LUCKINBILL FINANCIAL ADVISORS | ZEGA INVESTMENTS, LLC | ZEGA INVESTMENTS

CRD#: 330428 / SEC#: 801-130244

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/23/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2010

General Securities Representative Examination

Current Firm

ZEGA INVESTMENTS, LLC

LUCKINBILL FINANCIAL ADVISORS | ZEGA INVESTMENTS, LLC | ZEGA INVESTMENTS

CRD#: 330428 / SEC#: 801-130244

RIA

Registered Investment Advisory firm - (6/3/2024 Approved)

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Contact information

Main Address

3801 Pga Boulevard Suite 600, Palm Beach Gardens, FL 33410

Mailing Address

Phone number

(800) 380-9342

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZEGA ADV PART 2A (4/7/2025)

Regulatory assets under management

Total Number of Accounts	1,698
AUM (Assets Under Management)	$ 548,799,511

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael W. Puck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Waldorf Puck's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZEGA FINANCIAL, LLC

THE BURNEY COMPANY

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

G.F. INVESTMENT SERVICES, LLC

STOEVER, GLASS & COMPANY INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

ZEGA INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2010

SIE

Date: 9/23/2016

Series 7

Date: 8/6/2010

Current Firm

ZEGA INVESTMENTS, LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZEGA INVESTMENTS, LLC

TRUST BUT VERIFY

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