Alex Tang
Professional summary
Alex Tang is a registered financial professional currently at BELVEDERE TRADING LLC located in New York, New York.
Alex is registered as a RR (Registered Representative) and started their career in finance in 2011. Alex has worked at 4 firms and has passed the Series 57TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alex Tang's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 8, 2020 - Present
BELVEDERE TRADING LLC
Office #1: 584 Broadway Suite 1010, New York, NY 10012April 23, 2014 - July 7, 2020
SUMO CAPITAL, LLC
September 3, 2013 - April 22, 2014
HRT EXECUTION SERVICES LLC
August 18, 2011 - August 30, 2013
TORO TRADING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
BELVEDERE TRADING LLC
CRD#: 132605 / SEC#: , 8-66612
Contact information
Documents
Disclosures
| Regulatory Event | 29 |
Red Flags
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