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Aaron Craig Geller

CRD# 5810002·Registered 2010 - 2016
Previously Registered: Being a previously registered professional could mean that Aaron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Aaron Craig Geller, who also goes by A.c. Geller, Aaron Geller, Aaron "a.c." Geller, was a registered financial advisor. Aaron was a previously registered financial professional and started their career in finance 2010 - 2016. Aaron had worked at 3 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

A.c. Geller, Aaron Geller, Aaron "a.c." Geller

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

USCA RIA LLC·CRD# 152170
RIA
Houston, TX
May 27, 2014 - February 22, 2016
USCA SECURITIES LLC·CRD# 103789
BD
Houston, TX
May 27, 2014 - February 22, 2016
UBS FINANCIAL SERVICES INC.·CRD# 8174
RIA
Houston, TX
January 18, 2011 - June 5, 2014
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Houston, TX
August 18, 2010 - June 5, 2014

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Current Firm

UR
USCA RIA LLC

U.S. CAPITAL ADVISORS LLC ("USCA") | USCA RIA LLC

CRD#: 152170 / SEC#: 801-72105

Contact Information

Main Address

4444 Westheimer Suite G500, Houston, TX 77027

Documents

Latest Form ADV

Part 2 Brochures

USCA RIA LLC FORM ADV PART 2A APPENDIX 1 - WRAP BROCHURE (3/31/2021)

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2011About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2016About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Dec 2010About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Aug 2010About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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