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Nathan G. Faircloth

STM ASSET MANAGEMENT LLC
ROBERTSDALE, AL 36567
Some features on this profile are disabled
CRD#: 5809901
NF

Professional summary

Nathan Gregory Faircloth, who also goes by Nathan G Faircloth, is a registered financial advisor currently at STM ASSET MANAGEMENT LLC located in Robertsdale, Alabama.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Nathan has worked at 2 firms and has passed the Series 63 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nathan G Faircloth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
THE FAIRCLOTH GROUP~'NIR'~21908 PALMER STREET~~ROBERTSDALE~AL~36567~TAX PREPARATION/ACCOUNTING~PARTNER/GENERAL PARTNER~6/2005~160HRS~160HRS~ACCOUNTING, BOOKKEEPING, TAX PREPARATION AND PAYROLL SERVICES~~TFG PROPERTIES, LLC~'NIR'~21908 PALMER STREET~~ROBERTSDALE~AL~36567~RENTAL PROPERTY OWNER/MANAGEMENT~PARTNER/GENERAL PARTNER~6/2008~5HRS~0HRS~NFH PROPERTIES, LLC OWNS REAL ESTATE (OFFICE BUILDING) RENTED BY THE FAIRCLOTH GROUP

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Gregory Faircloth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2011 - Present

STM ASSET MANAGEMENT LLC

Office #1: 21908 Palmer St, Robertsdale, AL 36567
RIA
CRD#: 150213
ROBERTSDALE, AL
Past

September 10, 2010 - January 27, 2011

AVANTAX INVESTMENT SERVICES, INC.

BD
CRD#: 13686
ROBERTSDALE, AL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(10/5/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 10/20/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 9/9/2010
Investment Company Products/Variable Contracts Representative Examination

Current Firm

SA
STM ASSET MANAGEMENT LLC
MCCLAY, SEAN THOMAS | STM ASSET MANAGEMENT LLC | STM ASSET MANAGEMENT

CRD#: 150213 / SEC#:

Alabama
Registered Investment Advisory firm - (6/16/2009 Approved)
Florida
Registered Investment Advisory firm - (5/13/2025 Approved)
Louisiana
Registered Investment Advisory firm - (1/9/2024 Approved)
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Contact information

Main Address
Fairhope, AL
Mailing Address
Phone number
(251) 533-6521
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts500
AUM (Assets Under Management)$ 52,735,463

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STM ASSET MANAGEMENT LLC

CRD#: 150213Robertsdale, AL 36567

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