Deanna J. Becker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deanna Jacobs Becker was a registered financial professional .
Deanna is a previously registered financial professional and started their career in finance in 2012. Deanna had worked at 1 firm and has passed the Series 66, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 10, 2012 - October 18, 2013
MACGREGOR GLOBAL INVESTMENTS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MACGREGOR GLOBAL INVESTMENTS, LLC
CRD#: 142978 / SEC#: , 8-67512
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MACGREGOR ASSOCIATES, LLC | MEMBER | |
| MILLINGTON, CHARLES GLENN | FINANCIAL AND OPERATIONS PRINCIPAL | 1032017 |
| PARSONS, JOHN FC | CHIEF EXEC. OFFICER/CHIEF COMPLIANCE OFFICER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
