Brian D. Valero
Professional summary
Brian Daniel Valero is a registered financial professional currently at MARCH CAPITAL CORP. located in Skokie, Illinois.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2016. Brian has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Daniel Valero's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2022 - Present
MARCH CAPITAL CORP.
August 13, 2020 - June 28, 2022
CRITO CAPITAL LLC
April 18, 2018 - August 3, 2020
GREAT POINT CAPITAL LLC
March 11, 2016 - March 25, 2016
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2022)
Exams
FINRA
Current Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
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