Corey B. Saft

SIVIA CAPITAL PARTNERS

Mill Valley, CA 94941

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CRD#: 5809332

Professional summary

Corey Blake Saft, CFP®, who also goes by Corey Saft, is a registered financial advisor currently at SIVIA CAPITAL PARTNERS, LLC located in Mill Valley, California.

Corey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Corey has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Corey Saft

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Blake Saft's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

March 14, 2017 - Present

SIVIA CAPITAL PARTNERS, LLC

Office #1: 495 Miller Avenue Suite 206, Mill Valley, CA 94941

RIA

CRD#: 170413

Mill Valley, CA

Past

March 24, 2017 - June 29, 2021

S F SENTRY SECURITIES, INC.

CRD#: 27432

SAN FRANCISCO, CA

Past

October 25, 2012 - March 13, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SAN FRANCISCO, CA

Past

August 22, 2012 - March 13, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SAN FRANCISCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SIVIA CAPITAL PARTNERS, LLC

SIVIA CAPITAL | SIVIA CAPITAL PARTNERS, LLC

CRD#: 170413 / SEC#: 801-79173

RIA

Registered Investment Advisory firm - (2/10/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/14/2017)

IAR

Texas
(3/31/2017)

IAR

Washington
(3/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/30/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/14/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/21/2012

General Securities Representative Examination

Current Firm

SIVIA CAPITAL PARTNERS, LLC

SIVIA CAPITAL | SIVIA CAPITAL PARTNERS, LLC

CRD#: 170413 / SEC#: 801-79173

RIA

Registered Investment Advisory firm - (2/10/2014 Approved)

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Contact information

Main Address

495 Miller Avenue Suite 206, Mill Valley, CA 94941

Mailing Address

Phone number

(415) 231-7490

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SIVIA CAPITAL PTRS - ADV PART 2A (9/11/2025)

Regulatory assets under management

Total Number of Accounts	339
AUM (Assets Under Management)	$ 640,807,082

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Corey B. Saft

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Corey Blake Saft's CRS (Customer Relationship Summary).

Certified licenses

Experience

S F SENTRY SECURITIES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

SIVIA CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2012

Series 7TO

Date: 6/30/2022

SIE

Date: 10/1/2018

Series 3

Date: 9/14/2014

Series 7

Date: 8/21/2012

Current Firm

SIVIA CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SIVIA CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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