Won-jae Lee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Won-jae Lee was a registered financial professional .
Won-jae is a previously registered financial professional and started their career in finance in 2010. Won-jae had worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2012 - October 1, 2012
DREAMTREE CAPITAL LLC
September 15, 2010 - August 19, 2011
MORGAN STANLEY
August 12, 2010 - August 19, 2011
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
DREAMTREE CAPITAL LLC
CRD#: 162449 / SEC#: 801-74579
Contact information
Red Flags
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