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Samuel M. Franklin

BCM CAPITAL MANAGEMENT LLC
NORTHFIELD, IL 60093
Some features on this profile are disabled
CRD#: 5808992
SF

Professional summary

Samuel Michael Franklin is a registered financial advisor currently at BCM CAPITAL MANAGEMENT LLC located in Northfield, Illinois.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Samuel has worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Michael Franklin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 23, 2025 - Present

BCM CAPITAL MANAGEMENT LLC

Office #1: 2 Northfield Plaza Suite 315, Northfield, IL 60093
RIA
CRD#: 337570
NORTHFIELD, IL
Past

February 3, 2014 - March 8, 2019

TD FINANCIAL PRODUCTS LLC

BD
CRD#: 154838
CHICAGO, IL
Past

September 5, 2011 - February 4, 2014

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BCM CAPITAL MANAGEMENT LLC
BCM CAPITAL MANAGEMENT LLC

CRD#: 337570 / SEC#: 801-134190

RIA
Registered Investment Advisory firm - (8/20/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(9/23/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/24/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/10/2011
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 9/2/2011
General Securities Representative Examination

Current Firm

BC
BCM CAPITAL MANAGEMENT LLC
BCM CAPITAL MANAGEMENT LLC

CRD#: 337570 / SEC#: 801-134190

RIA
Registered Investment Advisory firm - (8/20/2025 Approved)
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Contact information

Main Address
2 Northfield Plaza Suite 315, Northfield, IL 60093
Mailing Address
Phone number
(847) 446-7372
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIRM BROCHURE (8/5/2025)

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 126,620,307

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BCM CAPITAL MANAGEMENT LLC

CRD#: 337570Northfield, IL 60093

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