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Nickolas J. Simoneau

IRONTREE WEALTH MANAGEMENT
Clifton, IL 60927
Some features on this profile are disabled
CRD#: 5808964
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Professional summary

Nickolas James Simoneau, who also goes by Nickolas Simoneau, is a registered financial advisor currently at IRONTREE WEALTH MANAGEMENT located in Clifton, Illinois.

Nickolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Nickolas has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nickolas Simoneau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nickolas James Simoneau's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 8, 2013 - Present

IRONTREE WEALTH MANAGEMENT

Office #1: 585 Main St., Clifton, IL 60927
RIA
CRD#: 167587
Clifton, IL
Past

October 7, 2010 - September 7, 2011

MORGAN STANLEY

RIA
CRD#: 149777
BOURBONNAIS, IL
Past

August 6, 2010 - September 7, 2011

MORGAN STANLEY

BD
CRD#: 149777
BOURBONNAIS, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(8/8/2013)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/2/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/2010
General Securities Representative Examination

Current Firm

IW
IRONTREE WEALTH MANAGEMENT
IRONTREE ADVISORS | SIMONEAU, NICKOLAS JAMES | IRONWOOD CAPITAL WEALTH MANAGEMENT | IRONTREE WEALTH MANAGEMENT | IRONTREE WEALTH ADVISORS

CRD#: 167587 / SEC#:

Illinois
Registered Investment Advisory firm - (8/8/2013 Approved)
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Contact information

Main Address
585 Main St., Clifton, IL 60927
Mailing Address
585 S. Main St Po Box 481, Clifton, IL 60927
Phone number
(815) 348-7802
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts26
AUM (Assets Under Management)$ 10,427,071

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRONTREE WEALTH MANAGEMENT

CRD#: 167587Clifton, IL 60927

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