NS
Nickolas J. Simoneau
IRONTREE WEALTH MANAGEMENT
Clifton, IL 60927
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CRD#: 5808964
NS
Professional summary
Nickolas James Simoneau, who also goes by Nickolas Simoneau, is a registered financial advisor currently at IRONTREE WEALTH MANAGEMENT located in Clifton, Illinois.
Nickolas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Nickolas has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nickolas Simoneau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I CURRENTLY HOLD AN ILLINOIS PROPERTY/CASUALTY AND LIFE/HEALTH INSURANCE LICENSE. I INTEND TO PROVIDE THESE SERVICES AS A COMPLEMENT TO INVESTMENT ADVISORY. MY LICENSE IS CURRENTLY HELD BY A LOCAL, INDEPENDENT AGENCY. I HAVE NO FINANCIAL STAKE IN THE AGENCY NOR IS THE OWNER A CONTROL PERSON. I DO NOT ACCEPT OR OFFER REFERRAL FEES FOR ANY INSURANCE RELATED TRANSACTIONS. THIS ARRANGEMENT IS FULLY DISCLOSED TO BOTH INSURANCE AS WELL AS INVESTMENT CLIENTS. I DO RECEIVE COMMISSIONS FROM THIS ACTIVITY WHICH IS CUSTOMARY AND FULLY DISCLOSED TO CLIENTS. MY POSITION IS A LICENSED SALESPERSON. THIS ACTIVITY TYPICALLY TAKES NO MORE THAN 5-10 HOURS PER WEEK OF MY TIME. the name of the other business; Nickolas J Simoneau DBA IRONTREE Advisors � whether the business is investment-related; No � the address of the other business; 33 N main st, Manteno, IL. 60950 � the nature of the other business; Tax preparation � your position; Owner, preparer � title, or relationship with the other business; Owner � the start date of your relationship; 11/14/23 � the approximate number of hours/month you devote to the other business; 30-35 � the number of hours you devote to the other business during securities trading hours; 20-30 � and briefly describe your duties relating to the other business; My duties are to oversee operations and assist individual clients w/annual tax preparation.
CRS (Client Relationship Summary) - RIA
Click below to view Nickolas James Simoneau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 8, 2013 - Present
IRONTREE WEALTH MANAGEMENT
Office #1: 585 Main St., Clifton, IL 60927RIA
CRD#: 167587
Clifton, IL
Past
October 7, 2010 - September 7, 2011
MORGAN STANLEY
RIA
CRD#: 149777
BOURBONNAIS, IL
Past
August 6, 2010 - September 7, 2011
MORGAN STANLEY
BD
CRD#: 149777
BOURBONNAIS, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(8/8/2013)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
IW
IRONTREE WEALTH MANAGEMENT
IRONTREE ADVISORS | SIMONEAU, NICKOLAS JAMES | IRONWOOD CAPITAL WEALTH MANAGEMENT | IRONTREE WEALTH MANAGEMENT | IRONTREE WEALTH ADVISORS
CRD#: 167587 / SEC#:
Illinois
Registered Investment Advisory firm - (8/8/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
585 Main St., Clifton, IL 60927
Mailing Address
585 S. Main St Po Box 481, Clifton, IL 60927
Phone number
(815) 348-7802
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 10,427,071 |
Red Flags
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