Nickolas James Simoneau

I CURRENTLY HOLD AN ILLINOIS PROPERTY/CASUALTY AND LIFE/HEALTH INSURANCE LICENSE. I INTEND TO PROVIDE THESE SERVICES AS A COMPLEMENT TO INVESTMENT ADVISORY. MY LICENSE IS CURRENTLY HELD BY A LOCAL, INDEPENDENT AGENCY. I HAVE NO FINANCIAL STAKE IN THE AGENCY NOR IS THE OWNER A CONTROL PERSON. I DO NOT ACCEPT OR OFFER REFERRAL FEES FOR ANY INSURANCE RELATED TRANSACTIONS. THIS ARRANGEMENT IS FULLY DISCLOSED TO BOTH INSURANCE AS WELL AS INVESTMENT CLIENTS. I DO RECEIVE COMMISSIONS FROM THIS ACTIVITY WHICH IS CUSTOMARY AND FULLY DISCLOSED TO CLIENTS. MY POSITION IS A LICENSED SALESPERSON. THIS ACTIVITY TYPICALLY TAKES NO MORE THAN 5-10 HOURS PER WEEK OF MY TIME. the name of the other business; Nickolas J Simoneau DBA IRONTREE Advisors � whether the business is investment-related; No � the address of the other business; 33 N main st, Manteno, IL. 60950 � the nature of the other business; Tax preparation � your position; Owner, preparer � title, or relationship with the other business; Owner � the start date of your relationship; 11/14/23 � the approximate number of hours/month you devote to the other business; 30-35 � the number of hours you devote to the other business during securities trading hours; 20-30 � and briefly describe your duties relating to the other business; My duties are to oversee operations and assist individual clients w/annual tax preparation.