Tobias F. Heaslip
Professional summary
Tobias Francis Heaslip, who also goes by Tobias Heaslip, is a registered financial professional currently at RAINBRIDGE SECURITIES LLC located in New York, New York.
Tobias is registered as a RR (Registered Representative) and started their career in finance in 2011. Tobias has worked at 4 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tobias Francis Heaslip's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 17, 2026 - Present
RAINBRIDGE SECURITIES LLC
Office #1: 485 Madison Avenue 15th Floor, New York, NY 10022November 20, 2023 - April 4, 2024
ATFS MARKETS
September 29, 2016 - February 5, 2021
BARCLAYS CAPITAL INC.
June 3, 2013 - May 22, 2015
BARCLAYS CAPITAL INC.
August 11, 2011 - March 18, 2013
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/20/2023
General Securities Representative ExaminationSeries 99TO
Date: 11/20/2023
Operations Professional ExaminationSeries 57TO
Date: 11/20/2023
Securities Trader ExamSeries 55
Date: 8/22/2011
Limited Representative-Equity Trader ExamFINRA
Current Firm
RAINBRIDGE SECURITIES LLC
CRD#: 334916 / SEC#: , 8-71373
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
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