Tobias F. Heaslip
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tobias Francis Heaslip, who also goes by Tobias Heaslip, was a registered financial professional .
Tobias is a previously registered financial professional and started their career in finance in 2011. Tobias had worked at 3 firms and has passed the Series 63, Series 7TO, Series 99TO, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2023 - April 4, 2024
ATFS MARKETS
September 29, 2016 - February 5, 2021
BARCLAYS CAPITAL INC.
June 3, 2013 - May 22, 2015
BARCLAYS CAPITAL INC.
August 11, 2011 - March 18, 2013
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/20/2023
General Securities Representative ExaminationSeries 99TO
Date: 11/20/2023
Operations Professional ExaminationSeries 57TO
Date: 11/20/2023
Securities Trader ExamSeries 55
Date: 8/22/2011
Limited Representative-Equity Trader ExamCurrent Firm
ATFS MARKETS
CRD#: 324119 / SEC#: , 8-71032
Contact information
Documents
Red Flags
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