Jason L. Tafoya

THE H GROUP WASHINGTON

BELLEVUE, WA 98004

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CRD#: 5807693

Professional summary

Jason Lee Tafoya, AIF®, CFP®, who also goes by Jason Tafoya, is a registered financial advisor currently at THE H GROUP WASHINGTON, INC. located in Bellevue, Washington.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Jason has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jason Tafoya

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 01/28/2016 * Notary * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 01/27/2016 * 0 HRS/MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lee Tafoya's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

March 19, 2019 - Present

THE H GROUP WASHINGTON, INC.

Office #1: 11400 Se 8th Street # 260, Bellevue, WA 98004

RIA

CRD#: 300464

BELLEVUE, WA

Past

January 21, 2019 - January 21, 2019

HARVEST CAPITAL ADVISORS INC.

RIA

CRD#: 126150

BELLEVUE, WA

Past

December 5, 2016 - December 31, 2019

CS PLANNING CORP

RIA

CRD#: 149937

Bellevue, WA

Past

March 9, 2015 - December 5, 2016

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

BELLAVUE, WA

Past

March 9, 2015 - December 20, 2016

LPL FINANCIAL LLC

CRD#: 6413

BELLEVUE, WA

Past

February 13, 2012 - March 18, 2015

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

SEATTLE, WA

Past

August 8, 2011 - March 18, 2015

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

SEATTLE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE H GROUP WASHINGTON, INC.

CRD#: 300464 / SEC#: 801-114735

RIA

Registered Investment Advisory firm - (2/14/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/9/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 12/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/5/2011

General Securities Representative Examination

Current Firm

THE H GROUP WASHINGTON, INC.

CRD#: 300464 / SEC#: 801-114735

RIA

Registered Investment Advisory firm - (2/14/2019 Approved)

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Contact information

Main Address

3395 Sw Garden View Ave., Portland, OR 97225

Mailing Address

Phone number

(425) 827-6236

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE H GROUP WASHINGTON, INC. - ADV PART 2A BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	763
AUM (Assets Under Management)	$ 256,495,869

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason L. Tafoya

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Lee Tafoya's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARVEST CAPITAL ADVISORS INC.

CS PLANNING CORP

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

Primary Firm SEC Registration

THE H GROUP WASHINGTON, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/9/2012

SIE

Date: 12/20/2016

Series 7

Date: 8/5/2011

Current Firm

THE H GROUP WASHINGTON, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE H GROUP WASHINGTON, INC.

TRUST BUT VERIFY

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