Daniel R. Slagle

FYOOZ FINANCIAL PLANNING

Minneapolis, MN 55401

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CRD#: 5807399

Professional summary

Daniel Robert Slagle, CFP®, who also goes by Daniel Slagle, is a registered financial advisor currently at FYOOZ FINANCIAL PLANNING located in Minneapolis, Minnesota.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Daniel has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Investment Planning

Life Transitions

Socially Responsible Investing

Budgeting

Debt Management

Comprehensive Financial Planni...

Small Business Planning

Retirement Planning

Employee and Employer Plan Ben...

Tax Planning

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Entrepreneurs

Financial Psychology/Coaching

Fixed Fee (Subscription, Retai...

Are you a "fiduciary"?

Yes

Aliases

Daniel Slagle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Daniel Slagle is currently working for Fruitful, an online bank that focuses on financial wellness. Daniel does not have custody or control of the organization's or Fruitful's client's funds. There appears to be no conflict of interest that exists with this work. This activity accounts for up to 45% of his time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Slagle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

July 29, 2019 - Present

FYOOZ FINANCIAL PLANNING

Office #1: 121 Washington Ave. N 2nd Floor, Minneapolis, MN 55401

RIA

CRD#: 304113

Minneapolis, MN

Past

January 8, 2018 - May 17, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Portland, OR

Past

January 8, 2018 - May 17, 2019

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Portland, OR

Past

December 9, 2013 - December 21, 2017

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BLOOMINGTON, MN

Past

May 24, 2013 - December 21, 2017

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BLOOMINGTON, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/11/2021)

IAR

Minnesota
(7/29/2019)

IAR

New York
(2/15/2022)

IAR

Oregon
(9/9/2022)

IAR

Texas
(5/29/2024)

IAR

Washington
(6/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/23/2013

General Securities Representative Examination

Current Firm

FYOOZ FINANCIAL PLANNING

FYOOZ FINANCIAL PLANNING | FYOOZ FINANCIAL PLANNING LLC

CRD#: 304113 / SEC#:

California

Registered Investment Advisory firm - (1/1/2021 Approved)

Minnesota

Registered Investment Advisory firm - (7/29/2019 Approved)

New York

Registered Investment Advisory firm - (2/15/2022 Approved)

Oregon

Registered Investment Advisory firm - (9/9/2022 Approved)

Texas

Registered Investment Advisory firm - (4/20/2024 Conditional Restricted)

Washington

Registered Investment Advisory firm - (6/5/2024 Approved)

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Contact information

Main Address

121 Washington Ave. N 2nd Floor, Minneapolis, MN 55401

Mailing Address

Phone number

(507) 696-4496

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 43,142,482

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel R. Slagle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Robert Slagle's CRS (Customer Relationship Summary).

Certified licenses

Experience

FYOOZ FINANCIAL PLANNING

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2013

SIE

Date: 10/1/2018

Series 7

Date: 5/23/2013

Current Firm

FYOOZ FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FYOOZ FINANCIAL PLANNING

TRUST BUT VERIFY

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