Jonathan E. Ladner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Edward Ladner, who also goes by Jonathan Ladner, was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 2015. Jonathan had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2016 - January 3, 2017
CARL MARKS SECURITIES LLC
June 9, 2015 - July 26, 2016
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
CARL MARKS SECURITIES LLC
CRD#: 144209 / SEC#: , 8-67642
Contact information
FINRA licenses (46 States and Territories)
Red Flags
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