BM
Brian N. Munoz
FINANCIAL ROUNDS
Cincinnati, OH 45242-3785
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CRD#: 5806691
BM
Professional summary
Brian Nmi Munoz, who also goes by Brian Munoz, is a registered financial advisor currently at FINANCIAL ROUNDS located in Cincinnati, Ohio.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Brian has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brian Munoz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Brian Munoz is the Owner and Manager of Munoz Advisors. Munoz Advisors is a book keeping and tax prep firm. This activity amounts to 3-10 hours of his time per week.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Nmi Munoz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2025 - Present
FINANCIAL ROUNDS
Office #1: 4555 Lake Forest Drive Ste 650, Cincinnati, OH 45242-3785RIA
CRD#: 110384
Cincinnati, OH
Past
March 22, 2023 - December 20, 2024
CORIENT
RIA
CRD#: 319448
ST. PETERSBURG, FL
Past
July 29, 2022 - March 31, 2023
CI DOYLE PRIVATE WEALTH, LLC
RIA
CRD#: 134503
ST. PETERSBURG, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FINANCIAL ROUNDS
FINANCIAL ROUNDS | PERSONAL CHOICE FINANCIAL, LLC | PERSONAL CHOICE FINANCIAL ADVISORS, LLC | HANSEN FINANCIAL MANAGEMENT | HANSEN CHRISTOPHER HAROLD
CRD#: 110384 / SEC#: 801-121351
RIA
Registered Investment Advisory firm - (6/1/2021 Approved)Florida
Registered Investment Advisory firm - (6/28/2021 Terminated)Kentucky
Registered Investment Advisory firm - (6/28/2021 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2021 Terminated)Texas
Registered Investment Advisory firm - (6/28/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(1/21/2025)
Current Firm
FINANCIAL ROUNDS
FINANCIAL ROUNDS | PERSONAL CHOICE FINANCIAL, LLC | PERSONAL CHOICE FINANCIAL ADVISORS, LLC | HANSEN FINANCIAL MANAGEMENT | HANSEN CHRISTOPHER HAROLD
CRD#: 110384 / SEC#: 801-121351
RIA
Registered Investment Advisory firm - (6/1/2021 Approved)Florida
Registered Investment Advisory firm - (6/28/2021 Terminated)Kentucky
Registered Investment Advisory firm - (6/28/2021 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2021 Terminated)Texas
Registered Investment Advisory firm - (6/28/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4555 Lake Forest Drive Ste 650, Cincinnati, OH 45242-3785
Mailing Address
Phone number
(513) 588-8080
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 523 |
| AUM (Assets Under Management) | $ 178,333,207 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FINANCIAL ROUNDS
CRD#: 110384Cincinnati, OH 45242-3785TRUST BUT VERIFY
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