SS
Shalin A. Shah
ASCENT
Troy, MI
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CRD#: 5806616
SS
Professional summary
Shalin A Shah, who also goes by Shalin Shah, is a registered financial advisor currently at ASCENT located in Troy, Michigan.
Shalin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Shalin has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shalin Shah
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The name of the other business: Mastercard Whether the business is investment-related: Non Investment Related The address of the other business: 2000 Purchase St, Purchase, NY 10577 The nature of the other business: Payments Technology Your position: Treasury Manager Title, or relationship with the other business: Employed The start date of your relationship: February 2020 The approximate number of hours/month you devote to the other business: 40 hours/week; 11 months The number of hours you devote to the other business during securities trading hours: 40 hours/week; 12 months Briefly describe your duties relating to the other business: Treasury Technology including strategy and project management
CRS (Client Relationship Summary) - RIA
Click below to view Shalin A Shah's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 27, 2021 - Present
ASCENT
RIA
CRD#: 315120
Troy, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(7/27/2021)
Exams
Current Firm
AS
ASCENT
ASCENT | ASCENT INVESTMENT ADVISORY, LLC
CRD#: 315120 / SEC#:
Michigan
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Contact information
Main Address
Troy, MI
Mailing Address
Phone number
(248) 825-3137
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 452,735 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
