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BL

Brianne W. Lynch

EQUITYZEN SECURITIES LLC
NEW YORK, NY 10004
Some features on this profile are disabled
CRD#: 5806534
BL

Professional summary

Brianne Winfred Lynch, who also goes by Brianne Winifred Lynch, is a registered financial professional currently at EQUITYZEN SECURITIES LLC located in New York, New York.

Brianne is registered as a RR (Registered Representative) and started their career in finance in 2011. Brianne has worked at 2 firms and has passed the Series 63, Series 7TO, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brianne Winifred Lynch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brianne Winfred Lynch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 4, 2021 - Present

EQUITYZEN SECURITIES LLC

Office #1: 1 New York Plaza 12th Floor, New York, NY, 10004
BD
CRD#: 281820
NEW YORK, NY
Past

August 17, 2011 - October 2, 2014

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 8/19/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/3/2021
General Securities Representative Examination
General Industry/Product Exam
RR
Series 3
Date: 10/26/2012
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/2011
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/28/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EQUITYZEN SECURITIES LLC
EQUITYZEN SECURITIES LLC

CRD#: 281820 / SEC#: , 8-69689

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1 New York Plaza 12th Floor, New York, NY, 10004
Mailing Address
1 New York Plaza 12th Floor Suite 1200, New York, NY, 10004
Phone number
(877) 490-6121
Established
Delaware since 09/22/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
EQUITYZEN, INC.SOLE MEMBER
DAVDA, ATISH MBOARD MANAGER5349343
HASLETT, PHILIP EDWARDCEO5563192
HASLETT, PHILIP EDWARDBOARD MANAGER5563192
KADIA, SUJATA BOSECHIEF COMPLIANCE OFFICER5208336
ROCHE, PASCALFINOP5920968

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EQUITYZEN SECURITIES LLC

CRD#: 281820New York, NY 10004

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