Collin K. Randall

RANDALL & ASSOCIATES WEALTH MANAGEMENT

Butler, PA 16001

Some features on this profile are disabled

CRD#: 5806503

Professional summary

Collin Kenneth Randall, CFA, CFP® is a registered financial advisor currently at RANDALL & ASSOCIATES WEALTH MANAGEMENT located in Butler, Pennsylvania.

Collin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Collin has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BENNETT ASSOCIATES WEALTH MANAGEMENT, INV RELATED, BUTLER, PA, 40% OWNERSHIP, START 1/1/2021, 200 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE. BENNETT ASSOCIATES WEALTH MANAGEMENT, INV RELATED, BUTLER, PA, 40% OWNERSHIP, START 9/9/2022, 200 HOURS PER MONTH, 140 HOURS DURING TRADING, RIA FINET PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Kenneth Randall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

February 3, 2023 - Present

RANDALL & ASSOCIATES WEALTH MANAGEMENT

Office #1: 122 S Washington Street, Butler, PA 16001

RIA

CRD#: 323846

Butler, PA

Past

November 21, 2019 - February 14, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

BUTLER, PA

Past

November 18, 2019 - February 14, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

BUTLER, PA

Past

June 15, 2017 - September 6, 2019

SANTANDER US CAPITAL MARKETS LLC

CRD#: 150696

CHICAGO, IL

Past

August 17, 2011 - July 2, 2017

BARCLAYS CAPITAL INC.

CRD#: 19714

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RANDALL & ASSOCIATES WEALTH MANAGEMENT

BENNETT ASSOCIATES WEALTH MANAGEMENT | RANDALL & ASSOCIATES WEALTH MANAGEMENT, INC. | RANDALL & ASSOCIATES WEALTH MANAGEMENT

CRD#: 323846 / SEC#: 801-126966

RIA

Registered Investment Advisory firm - (11/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/3/2023)

IAR

Texas
(4/6/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2011

General Securities Representative Examination

Current Firm

RANDALL & ASSOCIATES WEALTH MANAGEMENT

BENNETT ASSOCIATES WEALTH MANAGEMENT | RANDALL & ASSOCIATES WEALTH MANAGEMENT, INC. | RANDALL & ASSOCIATES WEALTH MANAGEMENT

CRD#: 323846 / SEC#: 801-126966

RIA

Registered Investment Advisory firm - (11/30/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

122 S Washington Street, Butler, PA 16001

Mailing Address

Phone number

(724) 602-0075

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RANDALL & ASSOCIATES WEALTH MANAGEMENT FORM ADV PART 2A BROCHURE (10/17/2025)

RANDALL & ASSOCIATES WEALTH MANAGEMENT FORM ADV WRAP BROCHURE (8/11/2025)

Regulatory assets under management

Total Number of Accounts	568
AUM (Assets Under Management)	$ 144,750,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Sabo

J. W. COLE ADVISORS, INC.

IAR

GIBSONIA, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Collin K. Randall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Collin Kenneth Randall's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

SANTANDER US CAPITAL MARKETS LLC

BARCLAYS CAPITAL INC.

Primary Firm SEC Registration

RANDALL & ASSOCIATES WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2022

Series 63

Date: 8/19/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2011

Current Firm

RANDALL & ASSOCIATES WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RANDALL & ASSOCIATES WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors