Stephanie C. Mcelheny

ASPEN WEALTH STRATEGIES

Arvada, CO 80002

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CRD#: 5806111

Professional summary

Stephanie C. Mcelheny, CFP® is a registered financial advisor currently at ASPEN WEALTH STRATEGIES, LLC located in Arvada, Colorado.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Stephanie has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

Outside of work, Stephanie enjoys spending time with her husband, Steve, and their Corgi fur-child, Myron. She is an outdoor enthusiast who loves hiking, camping, cycling, and snowboarding. Stephanie also takes great pride in cheering on her hometown sports teams and alma mater–the Pittsburgh Steelers, Penguins, and Pirates, as well as the Penn State Nittany Lions.

Question & Answer

What are your service offerings?

Tax Planning

Insurance Planning

Estate Planning

Comprehensive Financial Planni...

Socially Responsible Investing

Employee and Employer Plan Ben...

Retirement Planning

Do you have an area of expertise or specialization?

Charitable Giving

Financial Psychology/Coaching

Fixed Fee (Subscription, Retai...

LGBT Couples and Families

Special Needs Planning

Tax Planning

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Aspen Wealth Planning LLC - Investment Related - 8333 Ralston Road, Suite 2, Arvada, CO 80002 - Manager and Co-Owner - 06/2024 - 160 hours per month - sub-entity of Aspen Wealth Strategies that provides financial planning services on both an AUM and hourly basis. 2. Aspen Wealth Planning - Investment Related - At reported business location(s) - DBA name for Aspen Wealth Strategies.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie C. Mcelheny's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

November 6, 2020 - Present

ASPEN WEALTH STRATEGIES, LLC

Office #1: 8333 Ralston Road, Suite 2, Arvada, CO 80002

RIA

CRD#: 307424

Arvada, CO

Past

March 20, 2020 - March 31, 2020

ASPEN WEALTH STRATEGIES, LLC

RIA

CRD#: 307424

Arvada, CO

Past

April 16, 2018 - November 9, 2020

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ARVADA, CO

Past

April 16, 2018 - November 9, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ARVADA, CO

Past

November 3, 2017 - March 30, 2018

DUNSTON FINANCIAL GROUP, LLC

RIA

CRD#: 226692

DENVER, CO

Past

December 13, 2016 - November 9, 2017

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

PITTSBURGH, PA

Past

December 13, 2016 - November 9, 2017

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

PITTSBURGH, PA

Past

August 31, 2012 - November 16, 2016

HEFREN-TILLOTSON, INC.

RIA

CRD#: 53

PITTSBURGH, PA

Past

April 27, 2012 - November 16, 2016

HEFREN-TILLOTSON, INC.

CRD#: 53

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASPEN WEALTH STRATEGIES, LLC

ASPEN WEALTH PLANNING | ASPEN WEALTH STRATEGIES, LLC

CRD#: 307424 / SEC#: 801-119473

RIA

Registered Investment Advisory firm - (9/17/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/6/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/30/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2012

General Securities Representative Examination

Current Firm

ASPEN WEALTH STRATEGIES, LLC

ASPEN WEALTH PLANNING | ASPEN WEALTH STRATEGIES, LLC

CRD#: 307424 / SEC#: 801-119473

RIA

Registered Investment Advisory firm - (9/17/2020 Approved)

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Contact information

Main Address

8333 Ralston Road, Suite 2, Arvada, CO 80002

Mailing Address

Phone number

(303) 421-1113

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASPEN WEALTH DISCLOSURE BROCHURE (1/29/2025)

Regulatory assets under management

Total Number of Accounts	1,142
AUM (Assets Under Management)	$ 279,717,057

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Stephanie C. Mcelheny

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie C. Mcelheny's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPEN WEALTH STRATEGIES, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

DUNSTON FINANCIAL GROUP, LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

HEFREN-TILLOTSON, INC.

HEFREN-TILLOTSON, INC.

Primary Firm SEC Registration

ASPEN WEALTH STRATEGIES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/30/2012

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2012

Current Firm

ASPEN WEALTH STRATEGIES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASPEN WEALTH STRATEGIES, LLC

TRUST BUT VERIFY

Contact information

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