Eric G. Weldzius
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Gerard Weldzius, who also goes by Eric Weldzius, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2011. Eric had worked at 5 firms and has passed the Series 63, Series 82TO, SIE and Series 79 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2023 - September 22, 2026
LIVINGFREE SECURITIES, LLC
September 15, 2021 - October 5, 2023
STONELIVING SECURITIES, LLC
July 27, 2016 - July 27, 2021
HOULIHAN LOKEY CAPITAL, INC.
June 19, 2013 - June 29, 2016
EVERCORE GROUP L.L.C.
August 22, 2011 - May 9, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
What does exam status mean?
Series 82TO
Passed: 2/8/2024
Limited Representative-Private Securities OfferingsSeries 79
Passed: 8/21/2011
Current Firm
LIVINGFREE SECURITIES, LLC
CRD#: 325166 / SEC#: , 8-71055
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
