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DN

Daniel O. Niswonger

CROSSTREE CAPITAL SECURITIES
TAMPA, FL 33609
Some features on this profile are disabled
CRD#: 5805633
DN

Professional summary

Daniel O'brien Niswonger, who also goes by Daniel O Niswonger, Daniel Niswonger, is a registered financial professional currently at CROSSTREE CAPITAL SECURITIES, LLC located in Tampa, Florida.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2014. Daniel has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel O Niswonger | Daniel Niswonger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel O'brien Niswonger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 16, 2022 - Present

CROSSTREE CAPITAL SECURITIES, LLC

Office #1: 4830 W Kennedy Blvd Suite 600, Tampa, FL 33609Office #2: 4830 W Kennedy Blvd, Suite 600, Tampa, FL 33609
BD
CRD#: 154675
TAMPA, FL
Past

May 10, 2018 - February 16, 2022

WILLIAM BLAIR

BD
CRD#: 1252
CHICAGO, IL
Past

August 12, 2014 - April 30, 2018

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

BD
CRD#: 29540
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/16/2022)
RR
Illinois
(2/16/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/12/2014
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CROSSTREE CAPITAL SECURITIES, LLC
CROSSTREE CAPITAL SECURITIES, LLC

CRD#: 154675 / SEC#: , 8-68662

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4830 W Kennedy Blvd Suite 600, Tampa, FL 33609
Mailing Address
Po Box 260095, Tampa, FL 33685-0095
Phone number
(813) 774-4753
Established
Florida since 07/22/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
ELLIS, JEFFREY EMANAGING MEMBER, CCO4600098
SENIOR, SHANE CHRISTOPHERSECOND PRINCIPAL / MEMBER4297548
ANDERSON, KATHERINE ALICECFO / FINOP4723171

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROSSTREE CAPITAL SECURITIES, LLC

CRD#: 154675Tampa, FL 33609

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