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EW

Eric M. Wallace

PNFP CAPITAL MARKETS
Knoxville, TN 37919
Some features on this profile are disabled
CRD#: 5805522
EW

Professional summary

Eric Marshall Wallace, CFA is a registered financial professional currently at PNFP CAPITAL MARKETS, INC. located in Knoxville, Tennessee.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2012. Eric has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Marshall Wallace's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

October 6, 2015 - Present

PNFP CAPITAL MARKETS, INC.

Office #1: 1111 Northshore Drive Suite S130, Knoxville, TN 37919
BD
CRD#: 179528
Knoxville, TN
Past

March 31, 2015 - July 15, 2015

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

March 4, 2013 - April 19, 2013

CURIAN CAPITAL, LLC

RIA
CRD#: 120270
DENVER, CO
Past

February 27, 2012 - July 15, 2015

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

BD
CRD#: 40178
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(6/17/2025)
RR
Kentucky
(6/14/2023)
RR
North Carolina
(2/21/2018)
RR
Ohio
(4/4/2025)
RR
South Carolina
(2/20/2018)
RR
Tennessee
(10/13/2015)
RR
Virginia
(2/21/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/1/2013
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/7/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 1/14/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 2/4/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 2/24/2012
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/17/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PNFP CAPITAL MARKETS, INC.
PNFP CAPITAL MARKETS, INC.

CRD#: 179528 / SEC#: , 8-69608

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
21 Platform Way South Suite 2300, Nashville, TN 37203
Mailing Address
21 Platform Way South Suite 2300, Nashville, TN 37203
Phone number
(615) 743-8271
Established
Tennessee since 02/09/2015
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PINNACLE BANKOWNER
BRANT, DAVID ROBERTFINOP/CFO2718478
JAMES, DAVID MORRISCCO/AMLCO/EXECUTIVE REPRESENTATIVE1843062
MCINTYRE, LARUE GEEDEPUTY CCO717700
WUNDERLICH, GARY KENT JRPRESIDENT/CEO2256877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PNFP CAPITAL MARKETS, INC.

CRD#: 179528Knoxville, TN 37919

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