Edward Lee

GENERATION WEALTH MANAGEMENT

New York City, NY 10013

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CRD#: 5805251

Professional summary

Edward Lee is a registered financial advisor currently at GENERATION WEALTH MANAGEMENT located in New York City, New York.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Edward has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLE PROPRIETOR, EDWARD LEE; INVESTMENT RELATED; NEW YORK, NY; INSURANCE SERVICES AND PRODUCTS; INSURANCE AGENT; 12/2016; 10 HOURS/MONTH AND 10 HOURS/MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Lee's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 4, 2020 - Present

GENERATION WEALTH MANAGEMENT

Office #1: 9 Mott Street Ste 601, New York City, NY 10013

RIA

CRD#: 286111

New York City, NY

Past

January 25, 2017 - December 31, 2019

GENERATION WEALTH MANAGEMENT

RIA

CRD#: 286111

NEW YORK CITY, NY

Past

November 1, 2013 - August 2, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PARSIPPANY, NJ

Past

November 1, 2013 - August 2, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PARSIPPANY, NJ

Past

April 25, 2013 - November 5, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

BRIDGEWATER, NJ

Past

August 16, 2010 - November 5, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

BRIDGEWATER, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/4/2020)

IAR

New York
(11/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/30/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/3/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/13/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GENERATION WEALTH MANAGEMENT

GENERATION WEALTH MANAGEMENT | GENERATION WEALTH MANAGEMENT, LLC

CRD#: 286111 / SEC#:

New Jersey

Registered Investment Advisory firm - (1/13/2020 Approved)

New York

Registered Investment Advisory firm - (1/3/2017 Approved)

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Contact information

Main Address

9 Mott Street Ste 601, New York City, NY 10013

Mailing Address

Phone number

(646) 632-2237

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 3,228,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Edward Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

GENERATION WEALTH MANAGEMENT

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/30/2013

Series 63

Date: 8/25/2010

SIE

Date: 8/2/2016

Series 7

Date: 9/3/2013

Series 6

Date: 8/13/2010

Current Firm

GENERATION WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GENERATION WEALTH MANAGEMENT

TRUST BUT VERIFY

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