William Schultz
Professional summary
William Schultz, CFP®, who also goes by Bill Lawrence Schultz, Billy Lawrence Schultz, William Lawrence Schultz, Bill ^ ^ ^, Billy ^ ^ ^, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Newtown, Pennsylvania and TRUIST INVESTMENT SERVICES, INC. located in Newtown, Pennsylvania.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. William has worked at 7 firms and has passed the Series 65, Series 63, Series 3, SIE, Series 7, Series 6, Series 24, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Schultz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2021 - Present
TRUIST ADVISORY SERVICES, INC.
Office #1: 950 Newtown Yardley Road Fl 2, Newtown, PA 18940April 20, 2021 - Present
TRUIST INVESTMENT SERVICES, INC.
Office #1: 950 Newtown Yardley Road Fl 2, Newtown, PA 18940January 18, 2018 - April 19, 2021
WELLS FARGO CLEARING SERVICES, LLC
January 16, 2018 - April 19, 2021
WELLS FARGO CLEARING SERVICES, LLC
September 13, 2016 - January 11, 2018
TD AMERITRADE, INC.
September 13, 2016 - January 11, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
July 21, 2016 - January 11, 2018
TD AMERITRADE, INC.
March 30, 2011 - June 28, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 2011 - June 28, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 10, 2010 - February 24, 2011
VOYA FINANCIAL ADVISORS, INC.
July 16, 2010 - February 24, 2011
VOYA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2022)
(1/14/2022)
(1/14/2022)
(1/14/2022)
(4/20/2021)
(4/20/2021)
(1/14/2022)
(1/14/2022)
Exams
FINRA
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
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