Franklin B. Floyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Franklin Bourne Floyd III, who also goes by Franklin Bourne Floyd, was a registered financial professional .
Franklin is a previously registered financial professional and started their career in finance in 2011. Franklin had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2017 - December 21, 2017
BEDROK SECURITIES LLC
May 13, 2014 - October 5, 2016
BARCLAYS CAPITAL INC.
January 16, 2014 - May 9, 2014
ALLIANCEBERNSTEIN INVESTMENTS, INC.
August 15, 2011 - September 19, 2013
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
BEDROK SECURITIES LLC
CRD#: 13134 / SEC#: , 8-28666
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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