Conner W. Ascher
Professional summary
Conner Wilson Ascher, who also goes by Conner Ascher, is a registered financial advisor currently at GENTRUST located in Newport Beach, California.
Conner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Conner has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Conner Wilson Ascher's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2025 - Present
GENTRUST
February 21, 2023 - July 23, 2025
ALLIANCEBERNSTEIN L.P.
February 17, 2023 - July 23, 2025
SANFORD C. BERNSTEIN & CO., LLC
August 21, 2017 - May 8, 2018
WILLIAM BLAIR
January 2, 2013 - July 28, 2016
ROTH CAPITAL PARTNERS, LLC
July 14, 2011 - September 18, 2012
ROTH CAPITAL PARTNERS, LLC
Primary Firm SEC Registration
GENTRUST
CRD#: 158369 / SEC#: 801-72707
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/22/2025)
Exams
Series 7TO
Date: 2/8/2023
General Securities Representative ExaminationSeries 55
Date: 8/7/2015
Limited Representative-Equity Trader ExamCurrent Firm
GENTRUST
CRD#: 158369 / SEC#: 801-72707
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,667 |
| AUM (Assets Under Management) | $ 4,460,903,724 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 08/26/2024 | ||
| 11/27/2023 | ||
| 08/25/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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